Sean Mainwaring, financial advisor Tampa FL

Sean Mainwaring

CRD Number: 7047903
Current Firm: Edward Jones

Sean Mainwaring (CRD# 7047903) is an Investment Advisor Representative working at Edward Jones in Tampa, FL and has over 3 years of experience in the finance industry.

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Econologics Financial Advisors
Company Name Location Dates Years
Edward Jones St. Louis, MO Jan 2019 - Current 3
The Cambridge Insurance Agency Tampa, FL Aug 2018 - Nov 2018 < 1
Lykes Insurance Agency Tampa, FL Dec 2016 - Jun 2018 1
The Cambridge Insurance Agency Tampa, FL Jan 2015 - Dec 2016 1
Anchor Insurance Group Of Fl Tampa, FL Jan 2014 - Jan 2015 1
Webb Insurance Group Tampa, FL Jan 2013 - Jan 2014 1
Ostroff Insurance Group Tampa, FL Oct 2010 - Jul 2013 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Sean R. Mainwaring
Phone Number: 314-515-2000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    654,235
    MILLIONS
  • Total Number of Accounts
    4,299,176
    ACCOUNTS
  • Average Account Value
    $152,177
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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