Seth ChadwickCRD Number: 3152006
Current Firm: Suntrust Investment Services, Inc.
Seth Chadwick (CRD# 3152006) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Tampa, FL and has over 18 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Suntrust Investment Services, Inc.||Atlanta, GA||Aug 2012 - Current||4|
|Bb&t Investments||The Villages, FL||Feb 2010 - Aug 2012||2|
|Chase Investment Services Corp||Casselberry, FL||May 2009 - Jan 2010||< 1|
|Unemployed||Naples, FL||Aug 2008 - Apr 2009||< 1|
|Invest Financial Corp||Tampa, FL||Feb 2007 - Jul 2008||1|
|Nbc Securities, Inc.||Birmingham, AL||Oct 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1999|
|S65||NASAA Investment Advisors Law Examination||Mar 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV