Suzzette RutherfordCRD Number: 1077488
Current Firm: Rutherford Asset Planning, Inc.
Suzzette Rutherford (CRD# 1077488) is an Investment Advisor Representative working at Rutherford Asset Planning, Inc. in Tampa, FL and has 1 year of experience in the finance industry. Suzzette Rutherford has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Rutherford Asset Planning, Inc.||Naples, FL||Jan 1986 - Current||31|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management145MILLIONS
Total Number of Accounts347ACCOUNTS
Average Account Value$417,551
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters