Thomas AlessiCRD Number: 1423385
Current Firm: Platinum Wealth Partners, Inc.
Thomas Alessi (CRD# 1423385) is an Investment Advisor Representative working at Platinum Wealth Partners, Inc. in Tampa, FL and has over 23 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Comprehensive Asset Management And Servicing, Inc.||Parsippany, NJ||Jan 2016 - Current||< 1|
|Platinum Wealth Partners||Newton, MA||Jan 2011 - Current||5|
|Gf Investment Services, LLC||Sarasota, FL||Jul 2013 - Oct 2014||1|
|Lasalle St. Securities, LLC||Elmhurst, IL||Jan 2012 - May 2013||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)||Newton, MA||Jun 2009 - Dec 2010||1|
|Smith Barney||Newton, MA||Feb 2007 - Jun 2009||2|
|Banc Of America Investment Services, Inc.||Newton, MA||May 2004 - Feb 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1992|
|S65||NASAA Investment Advisors Law Examination||Aug 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management335MILLIONS
Total Number of Accounts2,200ACCOUNTS
Average Account Value$152,273
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, FL, MA, NC, NV, PA