Thomas Alessi, financial advisor Wellesley MA

Thomas Alessi

CRD Number: 1423385
Current Firm: Empirical Asset Management, LLC

Thomas Alessi (CRD# 1423385) is an Investment Advisor Representative working at Empirical Asset Management, LLC in Wellesley, MA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Empirical Asset Management, LLC Needham, MA Jun 2022 - Current 1
Pinnacle Private Wealth, LLC Woburn, MA Dec 2017 - Aug 2022 4
Platinum Wealth Partners Newton, MA Jan 2011 - Dec 2017 6
Comprehensive Asset Management And Servicing, Inc. Parsippany, NJ Jan 2016 - May 2016 < 1
Gf Investment Services, LLC Sarasota, FL Jul 2013 - Oct 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1992
S65 NASAA Investment Advisors Law Examination Aug 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas F. Alessi
Phone Number: 781-431-2220
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    290
    MILLIONS
  • Total Number of Accounts
    1,044
    ACCOUNTS
  • Average Account Value
    $278,011
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CA, CT, DE, FL, LA, MA, NC, NH, NJ, NY, PA, RI, TX

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