Wallace SuttonCRD Number: 1240377
Current Firm: Sutton Wealth Advisors, Inc.
Wallace Sutton (CRD# 1240377) is an Investment Advisor Representative working at Sutton Wealth Advisors, Inc. in Tampa, FL and has over 30 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Sutton Wealth Advisors, Inc.||Tampa, FL||Sep 2007 - Current||10|
|Barron Asset Management, Inc.||Tampa, FL||Nov 1999 - Current||18|
|Securities Service Network, Inc.||Tampa, FL||Jan 1990 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1987|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management161MILLIONS
Total Number of Accounts389ACCOUNTS
Average Account Value$414,976
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
FL, NC, TX