John Putnam (CRD# 369059) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Tarpon Springs, FL and has over 44 years of experience in the finance industry.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Trust Realty Corporation | Tarpon Springs, FL | Nov 2018 - Current | 5 |
| Putnam Dispute Resolution LLC | Tarpon Springs, FL | Dec 2013 - Current | 10 |
| Raymond James Financial Services Advisors Inc. | St. Petersburg, FL | Nov 2012 - Current | 11 |
| Raymond James Financial | St. Petersburg, FL | Apr 2003 - Current | 21 |
| Raymond James Financial Services, Inc. | Saint Petersburg, FL | Jan 1999 - Current | 25 |
| F.l. Putnam Securities Company | Boston, MA | Jun 1978 - Current | 45 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1980 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
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