Amber Carter, financial advisor Ann Arbor MI

Amber Carter

CRD Number: 5728147
Current Firm: Spc

Amber Carter (CRD# 5728147) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Parkland Securities, LLC Ann Arbor, MI Dec 2014 - Current 9
Gold Coast Securities, Inc. Burbank, CA Oct 2009 - Dec 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2009
S66 NASAA Uniform Combined State Law Examination Feb 2014
Contact Info for Amber K. Carter
Phone Number: 734-663-1611
Registered State(s):
  • CA
  • HI
  • IL
  • NY
  • OR
  • UT
By the Numbers
  • Total Assets Under Management
    5,964
    MILLIONS
  • Total Number of Accounts
    34,594
    ACCOUNTS
  • Average Account Value
    $172,407
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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