Karen Malkoff-HattonCRD Number: 1258714
Current Firm: Royal Alliance Associates, Inc.
Karen Malkoff-Hatton (CRD# 1258714) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Tarzana, CA and has over 29 years of experience in the finance industry. Karen Malkoff-Hatton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fried Asset Management, Inc.
Ira Wealth Management
|Financial Security Solutions Corp||Tarzana, CA||Oct 2002 - Current||14|
|Royal Alliance Associates, Inc.||Tarzana, CA||Nov 1989 - Current||27|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1988|
|S65||NASAA Investment Advisors Law Examination||Nov 1999|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops