Michael SmithCRD Number: 1845505
Current Firm: Ruggie Wealth Management
Michael Smith (CRD# 1845505) is an Investment Advisor Representative working at Ruggie Wealth Management in Tavares, FL and has over 5 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Unemployed||Jacksonville, FL||Jul 2016 - Current||1|
|Rwm Asset Management||Tavares, FL||Oct 2014 - Jul 2016||1|
|Ruggie Wealth Management||Tavares, FL||May 2013 - Jul 2016||3|
|Unemployed||Jacksonville, FL||Feb 2013 - May 2013||< 1|
|Financial Telesis Inc.||San Rafael, CA||Mar 2012 - Feb 2013||< 1|
|Harden||Jacksonville, FL||Feb 2012 - Jan 2013||< 1|
|Unemployed||Chicago, IL||Jul 2011 - Feb 2012||< 1|
|Avatar Associates||New York, NY||Jul 2008 - Jul 2011||3|
|Zacks Investment Management||Chicago, IL||Jun 2005 - Jul 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2012|
|S65||NASAA Investment Advisors Law Examination||Jul 2013|
Total Assets Under Management328MILLIONS
Total Number of Accounts1,840ACCOUNTS
Average Account Value$178,283
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AZ, CA, FL, GA, LA, MD, MN, NC, NH, OH, PA, TN