Michael Smith, financial advisor Tavares FL
90 score

Michael Smith

CRD Number: 1845505
Current Firm: Ruggie Wealth Management

Michael Smith (CRD# 1845505) is an Investment Advisor Representative working at Ruggie Wealth Management in Tavares, FL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Unemployed Jacksonville, FL Jul 2016 - Current < 1
Rwm Asset Management Tavares, FL Oct 2014 - Jul 2016 1
Ruggie Wealth Management Tavares, FL May 2013 - Jul 2016 3
Unemployed Jacksonville, FL Feb 2013 - May 2013 < 1
Financial Telesis Inc. San Rafael, CA Mar 2012 - Feb 2013 < 1
Harden Jacksonville, FL Feb 2012 - Jan 2013 < 1
Unemployed Chicago, IL Jul 2011 - Feb 2012 < 1
Avatar Associates New York, NY Jul 2008 - Jul 2011 3
Zacks Investment Management Chicago, IL Jun 2005 - Jul 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2012
S65 NASAA Investment Advisors Law Examination Jul 2013
Contact Info for Michael C. Smith
Phone Number: 352-343-2700
Firm Website: http://www.rw-direct.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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