Louis Hughes, financial advisor Taylor TX
96 score

Louis Hughes

CRD Number: 2987735
Current Firm: Investment Centers Of America, Inc.

Louis Hughes (CRD# 2987735) is an Investment Advisor Representative working at Investment Centers Of America, Inc. in Taylor, TX and has over 18 years of experience in the finance industry. Louis Hughes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Investment Centers Of America, Inc. Taylor, TX Nov 1997 - Current 19
Cnb Financial Taylor, TX Jan 1998 - Nov 2013 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1998
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Louis R. Hughes
Phone Number: 866-275-4422
Registered State(s):
  • AR
  • CA
  • FL
  • IA
  • SC
  • TX
  • IN
  • KY
  • LA
  • NM
By the Numbers
  • Total Assets Under Management
    3,133
    MILLIONS
  • Total Number of Accounts
    23,134
    ACCOUNTS
  • Average Account Value
    $135,424
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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