Carolyn Lambert, financial advisor Tazewell TN
73 score

Carolyn Lambert

CRD Number: 1349696
Current Firm: H.d. Vest Advisory Services, Inc.

Carolyn Lambert (CRD# 1349696) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Tazewell, TN and has over 17 years of experience in the finance industry.

Similar Advisors
Nancy Guillen, financial advisor Tazewell TN
Nancy . Guillen
CRD# 5601761
Creative Financial Designs, Inc.
Score
100
Similar Advisors
William Hamilton, financial advisor Tazewell TN
William N. Hamilton
CRD# 2377876
Signator Investors, Inc.
Score
96
Similar Advisors
Sarah Howard, financial advisor Tazewell TN
Sarah K. Howard
CRD# 3222754
Wells Fargo Advisors, LLC
Score
96
Company Name Location Dates Years
Lambert Bookkeeping & Financial Service Tazewell, TN Jan 2006 - Current 10
H.d. Vest Advisory Services Tazewell, TN Mar 2004 - Current 12
H.d. Vest Investment Services Tazewell, TN Apr 1999 - Current 17
Lambert Bookkeeping + Computer Services Tazewell, TN Oct 1993 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S65 NASAA Investment Advisors Law Examination Nov 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Carolyn R. Lambert
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
73

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.