Joseph Petty, financial advisor Tazewell VA
93 score

Joseph Petty

CRD Number: 1283892
Current Firm: Benjamin F. Edwards & Company, Incorporated

Joseph Petty (CRD# 1283892) is an Investment Advisor Representative working at Benjamin F. Edwards & Company, Incorporated in Tazewell, VA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Benjamin F Edwards & Co Chattanooga, TN Jul 2011 - Current 5
Wachovia Securities, LLC Chattanooga, TN Jan 2008 - Jul 2011 3
Wachovia Securities, LLC Chattanooga, TN Jan 2008 - Jul 2011 3
A. G. Edwards & Sons, Inc. Chattanooga, TN Feb 1991 - Jul 2011 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1984
S65 NASAA Investment Advisors Law Examination Nov 2011
Contact Info for Joseph E. Petty
Phone Number: 314-726-1600
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    4,221
    MILLIONS
  • Total Number of Accounts
    17,796
    ACCOUNTS
  • Average Account Value
    $237,214
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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