Rodney TurnerCRD Number: 4576337
Current Firm: Cambridge Investment Research Advisors, Inc.
Rodney Turner (CRD# 4576337) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Tecumseh, MI and has over 14 years of experience in the finance industry.
Chisholm & Darden Investment Advisors, Inc.
H.d. Vest Advisory Services, Inc.
Vintage Financial Services LLC
|Cambridge Investment Research, Inc.||Fairfield, IA||Jul 2014 - Current||2|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jul 2014 - Current||2|
|Lpl Financial LLC||Tecumseh, MI||Jun 2011 - Jul 2014||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691||Ann Arbor, MI||Dec 2005 - Jun 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S65||NASAA Investment Advisors Law Examination||Mar 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV