Allyson TrantumCRD Number: 2896970
Current Firm: J. W. Cole Advisors, Inc.
Allyson Trantum (CRD# 2896970) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Temecula, CA and has over 23 years of experience in the finance industry. Allyson Trantum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Safeguard Investment Advisory Group, LLC
Crown Capital Securities, LP
|J.w. Cole Advisors, Inc.||Tampa, FL||Feb 2018 - Current||2|
|J.w. Cole Financial, Inc.||Tampa, FL||Feb 2018 - Current||2|
|Lpl Financial, LLC||Temecula, CA||Feb 2016 - Feb 2018||2|
|Edward Jones||St Louis, MO||Apr 2001 - Jan 2016||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1997|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management3,219MILLIONS
Total Number of Accounts16,488ACCOUNTS
Average Account Value$195,216
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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