Esteban Heredia, financial advisor Temecula CA
90 score

Esteban Heredia

CRD Number: 6144958
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Esteban Heredia (CRD# 6144958) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Temecula, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Riverside, CA Feb 2014 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside, CA Jan 2014 - Current 3
Morgan Stanley Ontario, CA Dec 2012 - Dec 2013 1
Raincross Hospitality Riverside, CA May 2010 - Dec 2013 3
Pala Casino Spa Resort Pala, CA May 2010 - Dec 2012 2
Unemployed Wildomar, CA Nov 2009 - May 2010 < 1
Wells Fargo Bank San Marcos, CA Jun 2007 - Nov 2009 2
Unemployed Escondido, CA May 2007 - May 2007 < 1
Nationstar Morrgage Escondido, CA May 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2013
Contact Info for Esteban Heredia
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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