Jamal Morris (CRD# 5986137) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Diego, CA and has over 12 years of experience in the finance industry.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Ubs Financial Services Inc. | San Diego, CA | Apr 2022 - Current | 1 |
Ameriprise Financial Services, LLC | San Diego, CA | Oct 2021 - Apr 2022 | < 1 |
Gwfs Equities, Inc. | Greenwood Village, CO | Aug 2021 - Oct 2021 | < 1 |
Wells Fargo Clearing Services, LLC | San Diego, CA | May 2019 - Aug 2021 | 2 |
Jpmorgan Chase Bank, N.a. | Encinitas, CA | Nov 2018 - May 2019 | < 1 |
J.p. Morgan Securities LLC | Encinitas, CA | Nov 2018 - May 2019 | < 1 |
Bank Of America Merchant Services | San Marcos, CA | Jul 2018 - Nov 2018 | < 1 |
Morgan Stanley | Carlsbad, CA | Dec 2017 - Jun 2018 | < 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Temcula, CA | Mar 2014 - Jan 2018 | 3 |
Bank Of America, N.a. | Temecula, CA | Mar 2014 - Jan 2018 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 2011 |
S66 | NASAA Uniform Combined State Law Examination | Aug 2014 |
- CA
-
Total Assets Under Management600,809MILLIONS
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Total Number of Accounts1,077,471ACCOUNTS
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Average Account Value$557,610
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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