James BlakelyCRD Number: 4629489
Current Firm: Next Financial Group, Inc.
James Blakely (CRD# 4629489) is an Investment Advisor Representative working at Next Financial Group, Inc. in Tempe, AZ and has over 5 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Next Financial Group, Inc.||Houston, TX||Jan 2009 - Current||9|
|Jim Blakely||Mesa, AZ||Jul 2002 - Current||15|
|North Star Consultants, Inc.||Phoenix, AZ||Feb 2003 - Jan 2009||5|
|C.r.i Securities, Inc.||St Paul, MN||Feb 2003 - Jan 2009||5|
|Securian Financial Services, Inc.||St Paul, MN||Feb 2003 - Jan 2009||5|
|Minnesota Life Ins Co||St Paul, MN||Feb 2003 - Jan 2009||5|
|Ing Direct||Phoenix, AZ||Aug 2001 - Jan 2009||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management1,650MILLIONS
Total Number of Accounts7,792ACCOUNTS
Average Account Value$211,712
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV