Jeremy Smith, financial advisor Tempe AZ

Jeremy Smith

CRD Number: 5058621
Current Firm: Seros Financial, LLC

Jeremy Smith (CRD# 5058621) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Paico LLC Tempe, AZ Oct 2022 - Current 1
Ponderosa Retreat LLC Tempe, AZ Dec 2021 - Current 2
Ssjs Holdings LLC Tempe, AZ Nov 2020 - Current 3
Bronell Inc. Covina, CA Nov 2017 - Current 6
Links Holding Group Tempe, AZ Aug 2016 - Current 7
Snowflake High School Football Snowflake, AZ Aug 2016 - Current 7
Ponderosa Management LLC Tempe, AZ Jan 2015 - Current 9
Seros Insurance Tempe, AZ Jan 2014 - Current 10
United Planners' Financial Services Scottsdale, AZ Jun 2013 - Current 10
Seros Financial LLC Tempe, AZ Feb 2013 - Current 11
Seros Financial Tempe, AZ Feb 2013 - Current 11
Links Medical Group Dba Caretrek Mobile Medical Scottsdale, AZ Oct 2013 - Dec 2020 7
Newmark Capital Management, LLC Mesa, AZ May 2010 - Dec 2020 10
Newmark Capital Management Tempe, AZ May 2010 - Dec 2020 10
Links Medical Group D/b/a Caretrek Medical Group Scottsdale, AZ Sep 2013 - Jan 2019 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Mar 2007
Contact Info for Jeremy W. Smith
By the Numbers
  • Total Assets Under Management
    261
    MILLIONS
  • Total Number of Accounts
    890
    ACCOUNTS
  • Average Account Value
    $293,080
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AZ, CA, CO, NM, TX

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