Lea Herman, financial advisor Tempe AZ
88 score

Lea Herman

CRD Number: 6315009
Current Firm: Edward Jones

Lea Herman (CRD# 6315009) is an Investment Advisor Representative working at Edward Jones in Tempe, AZ and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones Tempe, AZ Apr 2014 - Current 2
Starbucks Odessa, TX Dec 2013 - Apr 2014 < 1
Hollister Las Cruces, NM Jun 2013 - Dec 2013 < 1
Starbucks Las Cruces, NM Jun 2013 - Dec 2013 < 1
New Mexico State University Graduate School Las Crucesq, NM Aug 2011 - Dec 2013 2
Starbucks Las Cruces, NM Dec 2012 - Jun 2013 < 1
New Mexico State University Finance Dept. Las Cruces, NM Aug 2011 - May 2013 1
Coach Canutillo, TX Apr 2012 - Jan 2013 < 1
New Mexico State University Donenici Fellows Las Cruces, NM Jul 2012 - Aug 2012 < 1
Division Of Vocational Rehabilitation Las Cruces, NM Jan 2012 - May 2012 < 1
New Mexico State University Management Dept. Las Cruces, NM Oct 2011 - May 2012 < 1
Starbucks Las Cruces, NM May 2010 - Nov 2011 1
New Mexico State University Office Of Study Abroad Las Cruces, NM Jan 2011 - May 2011 < 1
New Mexico State University Las Cruces, NM Jun 2006 - May 2011 4
Starbucks Las Cruces, NM Aug 2006 - May 2010 3
New Mexico State University Aggie Vision Las Cruces, NM Sep 2006 - Dec 2009 3
Hong Kong Baptist University Kowloon Tong, Jul 2008 - Aug 2008 < 1
Ep Entertainment Partners - Epsg Management Services Deming, NM Jul 2007 - Jul 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Contact Info for Lea Herman
Phone Number: 314-515-2000
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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