Raymond Conlon, financial advisor Tempe AZ
101 score

Raymond Conlon

CRD Number: 1967047
Current Firm: Edelman Financial Services, LLC
Compensation Model: Both
Raymond Conlon (CRD# 1967047) is an Investment Advisor Representative working at Edelman Financial Services, LLC in Tempe, AZ and has over 27 years of experience in the finance industry. Raymond Conlon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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Professional Designations
Company Name Location Dates Years
Ef Legacy Securities, LLC Tempe, AZ Apr 2016 - Current < 1
Sanders Morris Harris Inc. Houston, TX Jan 2015 - Current 1
Edelman Financial Services LLC Fairfax, VA Jan 2015 - Current 1
Raymond Conlon Chandler, AZ May 2014 - Dec 2014 < 1
Bank Of America, N.a. Chandler, AZ May 2013 - Apr 2014 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler, AZ Apr 2013 - Apr 2014 1
Boston Univ Metro College Boston, MA Jan 2012 - Mar 2013 1
Citigroup Global Markets Inc. Newport Beach, CA Oct 2010 - Dec 2011 1
Lpl Financial Services Anaheim, CA Sep 2008 - Aug 2009 < 1
Wells Fargo Home Mortgage Newport Beach, CA Apr 2007 - Jun 2008 1
Genworth Financial Services Schaumburg, IL Oct 2005 - Mar 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S7 General Securities Representative Examination (GS) Aug 1989
S65 NASAA Investment Advisors Law Examination Oct 2005
Contact Info for Raymond F. Conlon
Phone Number: (602)490-0244
Registered State(s):
  • AZ
  • AL
  • AK
  • AR
  • CA
  • CO
  • CT
  • DE
  • DC
  • FL
  • GA
  • HI
  • ID
  • IL
  • IN
  • IA
  • KS
  • KY
  • LA
  • ME
  • MD
  • MA
  • MI
  • MN
  • MS
  • MO
  • MT
  • NE
  • NV
  • NH
  • NJ
  • NM
  • NY
  • NC
  • ND
  • OH
  • OK
  • TN
  • OR
  • PA
  • RI
  • SC
  • SD
  • TX
  • UT
  • VT
  • VA
  • WA
  • WV
  • WI
  • WY
By the Numbers
  • Total Assets Under Management
    14,880
    MILLIONS
  • Total Number of Accounts
    69,807
    ACCOUNTS
  • Average Account Value
    $213,159
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
101
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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