Ronald FranciscoCRD Number: 5832617
Current Firm: Northern Trust Investments, Incorporated
Ronald Francisco (CRD# 5832617) is an Investment Advisor Representative working at Northern Trust Investments, Incorporated in Tempe, AZ and has over 7 years of experience in the finance industry.
Commonwealth Financial Network
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Northern Trust Company||Tempe, AZ||Aug 2017 - Current||2|
|Northern Trust Securities, Inc.||Tempe, AZ||Aug 2017 - Current||2|
|Janus Distributors LLC||Denver, CO||Mar 2012 - Aug 2017||5|
|Janus Management Holdings Corp||Denver, CO||Mar 2012 - Aug 2017||5|
|Hire Connections||Denver, CO||Sep 2011 - Mar 2012||< 1|
|Transamerica||Denver, CO||Aug 2011 - Sep 2011||< 1|
|Chase Investment Services Corporation||Chicago, IL||Jul 2010 - Jul 2011||1|
|Oasis Legal Finance||Northbrook, IL||Dec 2008 - Jul 2010||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2012|
|S65||NASAA Investment Advisors Law Examination||Jan 2018|
Total Assets Under Management806,622MILLIONS
Total Number of Accounts35,793ACCOUNTS
Average Account Value$22,535,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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