Sloan WaltersCRD Number: 5311161
Current Firm: Next Financial Group, Inc.
Sloan Walters (CRD# 5311161) is an Investment Advisor Representative working at Next Financial Group, Inc. in Tempe, AZ and has over 9 years of experience in the finance industry.
Newman's Financial Planning
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Next Financial Group||Houston, TX||Jan 2009 - Current||7|
|Cri Securities, LLC||St Paul, MN||Jun 2007 - Jan 2009||1|
|Securian Financial Services, Inc.||St Paul, MN||Jun 2007 - Jan 2009||1|
|Desert Schools Federal Credit Union||Phoenix, AZ||Feb 2004 - May 2007||3|
|Arizona State University||Tempe, AZ||Aug 2003 - May 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Total Assets Under Management1,564MILLIONS
Total Number of Accounts8,116ACCOUNTS
Average Account Value$192,726
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV