Thiel Ruperto, financial advisor Tempe AZ
81 score

Thiel Ruperto

CRD Number: 4530049
Current Firm: Transamerica Financial Advisors, Inc.

Thiel Ruperto (CRD# 4530049) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Tempe, AZ and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Healthcare Solutions Team Gilbert, AZ Oct 2016 - Current 1
Wsb Financial Center, LLC Tempe, AZ Jun 2016 - Current 1
Everest Funeral Houston, TX Sep 2014 - Current 3
Heartland Institute Of Financial Education Gilbert, AZ Mar 2014 - Current 4
Debtmerica Santa Ana, CA Sep 2013 - Current 4
Transamerica Financial Advisors, Inc. Tucson, AZ Jan 2012 - Current 6
World Financial Group Tucson, AZ May 2002 - Current 15
World Wide Technology, Inc. Phoenix, AZ Aug 2013 - Oct 2015 2
Stryker Endoscopy San Jose, CA Feb 2007 - Aug 2013 6
Ruperto Investments LLC St. Gilbert, AZ Apr 2006 - Oct 2012 6
Investment Advisers International, Inc. Mesa, AZ Jun 2010 - Jan 2012 1
World Group Securities Mesa, AZ May 2002 - Jan 2012 9
Loeus Investment LLC Gilbert, AZ Oct 2008 - Oct 2011 3
Affiliate Broker Burlingame, CA Nov 2002 - Jun 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2002
S65 NASAA Investment Advisors Law Examination Sep 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Thiel F. Ruperto
Phone Number: 727-299-1800
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    969
    MILLIONS
  • Total Number of Accounts
    14,750
    ACCOUNTS
  • Average Account Value
    $65,719
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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