Thiel RupertoCRD Number: 4530049
Current Firm: Transamerica Financial Advisors, Inc.
Thiel Ruperto (CRD# 4530049) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Tempe, AZ and has over 14 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Newman's Financial Planning
Woodbury Financial Services, Inc.
|Everest Funeral||Houston, TX||Sep 2014 - Current||2|
|Heartland Institute Of Financial Education||Gilbert, AZ||Mar 2014 - Current||3|
|Debtmerica||Santa Ana, CA||Sep 2013 - Current||3|
|Transamerica Financial Advisors, Inc.||Tucson, AZ||Jan 2012 - Current||5|
|World Financial Group||Tucson, AZ||May 2002 - Current||14|
|World Wide Technology, Inc.||Phoenix, AZ||Aug 2013 - Oct 2015||2|
|Stryker Endoscopy||San Jose, CA||Feb 2007 - Aug 2013||6|
|Ruperto Investments LLC||St. Gilbert, AZ||Apr 2006 - Oct 2012||6|
|Investment Advisers International, Inc.||Mesa, AZ||Jun 2010 - Jan 2012||1|
|World Group Securities||Mesa, AZ||May 2002 - Jan 2012||9|
|Loeus Investment LLC||Gilbert, AZ||Oct 2008 - Oct 2011||3|
|Affiliate Broker||Burlingame, CA||Nov 2002 - Jun 2008||5|
|Eastridge Inoftech||Walnut Creek, CA||Aug 2006 - Feb 2007||< 1|
|Cybersource Corp.||Mountain View, CA||Mar 2000 - Aug 2006||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.