William GoodmanCRD Number: 5462375
Current Firm: Cambridge Investment Research Advisors, Inc.
William Goodman (CRD# 5462375) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Tempe, AZ and has over 10 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jul 2016 - Current||1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Jul 2016 - Current||1|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jul 2016||1|
|Morgan Stanley Smith Barney||Tempe, AZ||Jun 2009 - Jul 2016||7|
|Citigroup Global Markets, Inc.||Tempe, AZ||Dec 2007 - Sep 2012||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Total Assets Under Management28,722MILLIONS
Total Number of Accounts168,526ACCOUNTS
Average Account Value$170,429
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY