James Towne (CRD# 6414493) is an Investment Advisor Representative working at Mml Investors Services, LLC in Burlington, VT and has over 8 years of experience in the finance industry. James Towne has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4736078
Poulos Advisors, Inc.
CRD# 4216957
Kestra Advisory Services, LLC
CRD# 1978980
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services, LLC | Burlington, VT | Mar 2023 - Current | 1 |
| Massmutual Life Insurance Company | Burlington, VT | Feb 2023 - Current | 1 |
| Lpl Financial LLC | South Burlington, VT | Sep 2020 - Mar 2023 | 2 |
| Community Financial Services Group | South Burlington, VT | Jul 2018 - Mar 2023 | 4 |
| Cetera Advisor Networks | El Segundo, CA | Jan 2019 - Sep 2020 | 1 |
| Us Cellular | Keene, NH | Nov 2017 - Jul 2018 | < 1 |
| Unemployed | Rindge, NH | Jun 2017 - Nov 2017 | < 1 |
| Edward Jones | St Louis, MO | Mar 2016 - Jun 2017 | 1 |
| Bank Of America, Na | Charlotte, NC | May 2015 - Feb 2016 | < 1 |
| Wells Fargo Advisors, LLC | Temple, NH | Oct 2014 - Apr 2015 | < 1 |
| Citizens Bank | Amherst, NH | Mar 2014 - Oct 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- VT
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
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