Chia-hsing Shen, financial advisor Temple City CA
93 score

Chia-hsing Shen

CRD Number: 5293697
Current Firm: Hsbc Securities (usa) Inc.

Chia-hsing Shen (CRD# 5293697) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Temple City, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Bank Usa N.a. Temple City, CA Feb 2014 - Current 2
Hsbc Securities (usa) Inc. Temple City, CA Feb 2014 - Current 2
Us Bank Arcadia, CA Jul 2013 - Feb 2014 < 1
J.p. Morgan Securities LLC Alhambra, CA Oct 2012 - Jul 2013 < 1
Jpmorgan Chase Bank Alhambra, CA Aug 2011 - Jul 2013 1
Chase Investment Services Corp Alhambra, CA Apr 2012 - Oct 2012 < 1
Wells Fargo Bank Alhambra, CA Apr 2006 - Aug 2011 5
Wells Fargo Investments, LLC Alhambra, CA Apr 2009 - Jun 2010 1
Wells Fargo Investments, LLC Arcadia, CA Feb 2007 - Oct 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2009
Contact Info for Chia-hsing Shen
Phone Number: 212-525-2879
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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