Richard ChunCRD Number: 5609789
Current Firm: J.p. Morgan Securities LLC
Richard Chun (CRD# 5609789) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Temple City, CA and has over 9 years of experience in the finance industry.
Jst Investment Consulting
|J.p. Morgan Securities LLC||Temple City, CA||Oct 2012 - Current||5|
|Richard Chun||Pasadena, CA||Jun 2010 - Current||8|
|Chase Investment Services Corp.||Temple City, CA||Apr 2012 - Oct 2012||< 1|
|Wells Fargo Advisors, LLC||Pasadena, CA||Mar 2012 - Mar 2012||< 1|
|Chase Investment Services Corp||Arcadia, CA||Jul 2009 - Mar 2012||2|
|Jpmorgan Chase Bank Na||Arcadia, CA||Jun 2009 - Mar 2012||2|
|Edward Jones||Walnut, CA||Oct 2008 - Jun 2009||< 1|
|Countrywide Bank Fsb||Rosemead, CA||Sep 2005 - Oct 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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