John Kendall, financial advisor Tequesta FL
71 score

John Kendall

CRD Number: 863374
Current Firm: Sagepoint Financial, Inc.

John Kendall (CRD# 863374) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Tequesta, FL and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Sagepoint Financial, Inc. Phoenix, AZ Jan 2009 - Current 7
Aig Financial Advisors, Inc. Tequesta, FL Jun 2008 - Jan 2009 < 1
Newbridge Securities Corporation West Palm Beach, FL Mar 2007 - Jun 2008 1
Unemployed Tequesta, FL Aug 2006 - Mar 2007 < 1
Wachovia Securities, LLC West Palm Beach, FL Sep 2003 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1994
S65 NASAA Investment Advisors Law Examination Apr 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for John A. Kendall
Phone Number: 1-800-552-3319 EXT 2606
Registered State(s):
  • CA
  • FL
  • NJ
By the Numbers
  • Total Assets Under Management
    4,385
    MILLIONS
  • Total Number of Accounts
    23,011
    ACCOUNTS
  • Average Account Value
    $190,540
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
71

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