Thomas Ruggiero, financial advisor West Palm Beach FL

Thomas Ruggiero

CRD Number: 6582501
Current Firm: Ruggiero Investments

Thomas Ruggiero (CRD# 6582501) is an Investment Advisor Representative working at Ruggiero Investments in West Palm Beach, FL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ruggiero Investments Melbourne, FL Aug 2015 - Current 8
Dominion Investor Services, Inc. Horseshoe Bay, TX Apr 2018 - Jul 2023 5
Newport Coast Securities, Inc. New York, NY Dec 2015 - Aug 2016 < 1
Nell-joy Industries Copiague, NY Jan 2010 - Aug 2015 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2015
S63 Uniform Securities State Law Examination Jan 2016
Contact Info for Thomas W. Ruggiero
Phone Number: 321-745-1802
Registered State(s):
  • FL
  • NJ
By the Numbers
  • Total Assets Under Management
    95
    MILLIONS
  • Total Number of Accounts
    700
    ACCOUNTS
  • Average Account Value
    $135,714
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

FL, NJ, NY

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