Benjamin McConnell (CRD# 5968436) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Sullivan, IN and has over 12 years of experience in the finance industry.
CRD# 6862499
Edward Jones
CRD# 4347450
Axis Financial, LLC
CRD# 2396024
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fifth Third Securities | Terre Haute, IN | Jul 2018 - Current | 5 |
| Fith Third Bank | Terre Haute, IN | Jul 2018 - Current | 5 |
| Wells Fargo Clearing Services, LLC | Terre Haute, IN | Nov 2016 - Jul 2018 | 1 |
| Wells Fargo Advisors LLC | Terre Haute, IN | Jul 2015 - Nov 2016 | 1 |
| Pruco Securities, LLC | Terre Haute, IN | Jul 2011 - Jul 2015 | 4 |
| The Prudential Insurance Company Of America | Terre Haute, IN | Jul 2011 - Jul 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2011 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- IN
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Total Assets Under Management7,983MILLIONS
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Total Number of Accounts40,143ACCOUNTS
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Average Account Value$198,861
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