James Faro, financial advisor Terre Haute IN
93 score

James Faro

CRD Number: 3049521
Current Firm: Wells Fargo Advisors, LLC

James Faro (CRD# 3049521) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Terre Haute, IN and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Terre Haute, IN May 2009 - Current 7
Wachovia Securities, LLC Terre Haute, IN Jan 2008 - May 2009 1
A.g. Edwards Terre Haute, IN Apr 1998 - Jan 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
S66 NASAA Uniform Combined State Law Examination Sep 2005
Contact Info for James A. Faro
Phone Number: 314-875-3000
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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