Luis Pelaez, financial advisor Chicago IL

Luis Pelaez

CRD Number: 5799062
Current Firm: Nuveen Asset Management, LLC

Luis Pelaez (CRD# 5799062) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 13 years of experience in the finance industry. Luis Pelaez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Nuveen Asset Management, LLC Chicago, IL Oct 2019 - Current 4
Nuveen Securities, LLC Chicago, IL Sep 2019 - Current 4
Sabbatical Chicago, IL Mar 2019 - Sep 2019 < 1
Lpl Financial LLC Terrell, TX May 2014 - Mar 2019 4
Edward Jones St Louis, MO Jun 2010 - May 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2010
Contact Info for Luis A. Pelaez
Phone Number: 312-917-7700
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    239,615
    MILLIONS
  • Total Number of Accounts
    59,703
    ACCOUNTS
  • Average Account Value
    $4,013,449
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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