Richard Spencer, financial advisor Tewksbury MA

Richard Spencer

CRD Number: 1819456
Current Firm: Aegis Wealth Management, Inc.

Richard Spencer (CRD# 1819456) is an Investment Advisor Representative working at Aegis Wealth Management, Inc. in Tewksbury, MA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Aegis Wealth Management, Inc. Guthrie Center, IA Apr 2020 - Current 3
Virtue Capital Management, LLC Brentwood, TN Jul 2019 - Current 4
Self Employed Tewksbury, MA Apr 2014 - Current 9
Hornor Townsend & Kent Inc. Horsham, PA Sep 2016 - Apr 2017 < 1
Davinci Capital Managment Inc. Tewksbury, MA Nov 2015 - Sep 2016 < 1
Mml Investor Services, LLC Tewksbury, MA Apr 2013 - Feb 2016 2
Massmutual Life Insurance Company Tewksbury, MA Mar 2013 - Feb 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination Jun 2019
Contact Info for Richard B. Spencer
Phone Number: (833) 483-8383
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    135
    MILLIONS
  • Total Number of Accounts
    1,147
    ACCOUNTS
  • Average Account Value
    $117,693
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, IA, ID, IN, MA, MI, MO, NH, NY, OH, OK, SC, TX, UT, VA, WI

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