Richard SpencerCRD Number: 1819456
Current Firm: Aegis Wealth Management, Inc.
Richard Spencer (CRD# 1819456) is an Investment Advisor Representative working at Aegis Wealth Management, Inc. in Tewksbury, MA and has over 8 years of experience in the finance industry.
Prosperity Wealth Management, Inc.
Artemis Financial Advisors
Fidelity Personal And Workplace Advisors
|Aegis Wealth Management, Inc.||Guthrie Center, IA||Apr 2020 - Current||1|
|Virtue Capital Management, LLC||Brentwood, TN||Jul 2019 - Current||2|
|Self Employed||Tewksbury, MA||Apr 2014 - Current||7|
|Hornor Townsend & Kent Inc.||Horsham, PA||Sep 2016 - Apr 2017||< 1|
|Davinci Capital Managment Inc.||Tewksbury, MA||Nov 2015 - Sep 2016||< 1|
|Mml Investor Services, LLC||Tewksbury, MA||Apr 2013 - Feb 2016||2|
|Massmutual Life Insurance Company||Tewksbury, MA||Mar 2013 - Feb 2016||2|
|Nylife Securities LLC||Waltham, MA||Aug 2012 - Mar 2013||< 1|
|Richard B Spencer Jr||Tewksbury, MA||Oct 2010 - Nov 2012||2|
|New Pro||Woburn, MA||Mar 2012 - Sep 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2013|
|S65||NASAA Investment Advisors Law Examination||Jun 2019|
Total Assets Under Management55MILLIONS
Total Number of Accounts520ACCOUNTS
Average Account Value$106,376
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, FL, GA, IA, IL, IN, MA, MI, MO, MT, NV, OH, OK, OR, PA, SC, TX, UT, VA, WI
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