Thomas Neal, financial advisor Ashdown AR

Thomas Neal

CRD Number: 6412407
Current Firm: State Farm Investment Management Corp.

Thomas Neal (CRD# 6412407) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Ashdown, AR and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
State Farm Vp Managment Corp Ashdown, AR May 2023 - Current < 1
State Farm Investment Management Corp Ashdown, AR May 2023 - Current < 1
Tommy Neal Insurance Agency Ashdown, AR May 2023 - Current < 1
State Farm Insurance Ashdown, AR May 2023 - May 2023 < 1
State Farm Investment Management Corp Texarkana, TX Dec 2022 - Apr 2023 < 1
State Farm Vp Managment Corp Texarkana, TX Dec 2022 - Apr 2023 < 1
State Farm Insurance Texarkana, TX Dec 2022 - Apr 2023 < 1
Allstate Insurance Company Texarkana, TX May 2017 - Dec 2022 5
Eagle Strategies LLC Texarkana, AR Nov 2015 - May 2017 1
Nylife Securities, LLC Shreveport, LA Dec 2014 - May 2017 2
Magness Financial Group LLC Texarkana, AR Dec 2014 - May 2017 2
New York Life Insurance Company Shreveport, LA Oct 2014 - May 2017 2
Richie's Specialty Pharmacy Conroe, TX Feb 2012 - Nov 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2015
S66 NASAA Uniform Combined State Law Examination Oct 2015
Contact Info for Thomas E. Neal
Phone Number: 800-447-0740
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    10,165
    MILLIONS
  • Total Number of Accounts
    4
    ACCOUNTS
  • Average Account Value
    $2,541,134,043
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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