Devin Carroll, financial advisor Texarkana TX
83 score

Devin Carroll

CRD Number: 4590788
Current Firm: Cogent Advisory Group LLC

Devin Carroll (CRD# 4590788) is an Investment Advisor Representative working at Cogent Advisory Group LLC in Texarkana, TX and has over 13 years of experience in the finance industry.

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Cogent Advisory Group LLC
Company Name Location Dates Years
Cogent Advisory Group LLC Texarkana, TX Jan 2014 - Current 2
Lpl Financial, LLC Texarkana, AR Jun 2010 - Current 6
Edward Jones St Louis, MO Sep 2002 - Jun 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2002
S66 NASAA Uniform Combined State Law Examination Jul 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Devin A. Carroll
Phone Number: 205-909-5021
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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