Francis Simms, financial advisor The Villages FL
93 score

Francis Simms

CRD Number: 5501809
Current Firm: Charles Schwab & Company, Inc.

Francis Simms (CRD# 5501809) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in The Villages, FL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank The Villages, FL Aug 2009 - Current 7
Charles Schwab & Company, Inc. The Villages, FL Feb 2008 - Current 8
Express Orlando, FL Apr 2007 - Feb 2008 < 1
Unemployed / Full-time Student Orlando, FL Jul 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2009
S66 NASAA Uniform Combined State Law Examination Nov 2009
Contact Info for Francis N. Simms
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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