Louis Schwarz, financial advisor The Villages FL
96 score

Louis Schwarz

CRD Number: 1271543
Current Firm: Investors Capital Advisory

Louis Schwarz (CRD# 1271543) is an Investment Advisor Representative working at Investors Capital Advisory in The Villages, FL and has over 32 years of experience in the finance industry. Louis Schwarz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Schwarz Financial Services LLC Bethesda, MD May 1983 - Current 33
Deaftax.com Bethesda, MD Jan 1971 - Current 45
Royal Alliance Associates, Inc. Bethesda, MD Nov 1989 - Oct 2013 23
Notary Public Bethesda, MD Oct 1986 - Oct 2009 23
Aig Bank Wilmington, DE May 2004 - Dec 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1984
Contact Info for Louis J. Schwarz
Phone Number: 800-949-1422
Registered State(s):
  • FL
  • MD
By the Numbers
  • Total Assets Under Management
    1,571
    MILLIONS
  • Total Number of Accounts
    7,960
    ACCOUNTS
  • Average Account Value
    $197,401
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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