Frederick GreeneCRD Number: 1132141
Current Firm: Raymond James Financial Services Advisors, Inc.
Frederick Greene (CRD# 1132141) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in The Woodlands, TX and has over 35 years of experience in the finance industry.
Ronald Blue & Company, LLC
Houston Wealth Management
Tanglewood Legacy Advisors, LLC
|Woodforest Financial Services, Inc.||The Woodlands, TX||Oct 2014 - Current||3|
|Seneca N228r, LLC||Shenandoah, TX||Aug 2010 - Current||7|
|Raymond James Financial Services Advisors, Inc.||Woodlands, TX||Jan 2009 - Current||9|
|Raymond James Financial Services, Inc.||The Woodlands, TX||May 2003 - Current||15|
|Woodforest National Bank||The Woodlands, TX||May 2003 - Current||15|
|Insurance-non Variable||The Woodlands, TX||Nov 2005 - Oct 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1983|
|S65||NASAA Investment Advisors Law Examination||Oct 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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