James Carlton, financial advisor The Woodlands TX
93 score

James Carlton

CRD Number: 1376707
Current Firm: Carlton, Hofferkamp And Jenks Wealth Management, LLC

James Carlton (CRD# 1376707) is an Investment Advisor Representative working at Carlton, Hofferkamp And Jenks Wealth Management, LLC in The Woodlands, TX and has over 23 years of experience in the finance industry.

Similar Advisors
J. Harold Williams, CPA, PFS, CFP®, financial advisor The Woodlands TX
J. Harold Williams, CPA, PFS, CFP®
CRD# 860333
Linscomb & Williams
Similar Advisors
Derek Irish, financial advisor The Woodlands TX
Derek V. Irish
CRD# 3056842
Ronald Blue & Company, LLC
Similar Advisors
Craig Parks, financial advisor The Woodlands TX
Craig A. Parks
CRD# 4806241
Houston Wealth Management
Company Name Location Dates Years
Carlton, Hofferkamp And Jenks Wealth Management, LLC The Woodlands, TX Aug 2010 - Current 7
Sterling Bank Houston, TX Feb 2007 - Aug 2010 3
Linsco Private Ledger Houston, TX Feb 2007 - Aug 2010 3
Uvest Investment Services Charlotte, NC Oct 2001 - Mar 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1997
S65 NASAA Investment Advisors Law Examination Jan 1995
Contact Info for James C. Carlton
Phone Number: 281-298-2700
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.