Kathryn Bates, financial advisor The Woodlands TX

Kathryn Bates

CRD Number: 7301485
Current Firm: Hfg Wealth Management, LLC

Kathryn Bates (CRD# 7301485) is an Investment Advisor Representative working at Hfg Wealth Management, LLC in The Woodlands, TX and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Hfg Wealth Management, LLC The Woodlands, TX Feb 2021 - Current < 1
Starfox Financial Services, LLC The Woodlands, TX Oct 2020 - Jan 2021 < 1
Starfox Financial Services, LLC The Woodlands, TX Sep 2017 - Jan 2021 3
Provident Wealth Advisors The Woodlands, TX Sep 2015 - Sep 2017 2
Unemployed The Woodlands, TX Feb 2015 - Sep 2015 < 1
Luminaire Uk, Ltd Birmingham, Apr 2012 - Feb 2015 2
Sephton & Company, LLP Birmingham, Nov 2006 - Apr 2012 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2020
Contact Info for Kathryn L. Bates
Phone Number: 832-585-0110
Firm Website: http://www.hfgwm.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    449
    MILLIONS
  • Total Number of Accounts
    341
    ACCOUNTS
  • Average Account Value
    $1,317,516
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, LA, MN, TX, WI

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