David HarringtonCRD Number: 5990750
Current Firm: Thrivent Investment Management Inc.
David Harrington (CRD# 5990750) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Thousand Oaks, CA and has over 5 years of experience in the finance industry.
Fried Asset Management, Inc.
Greyfox Investors LLC
Felicitas Investors LLC
|Thrivent Financial For Lutherans||Appleton, WI||Jul 2012 - Current||4|
|Thrivent Investment Management Inc.||Thousand Oaks, CA||Nov 2011 - Current||5|
|Thrivent Financial For Lutherans||Appleton, WI||May 2012 - Jul 2012||< 1|
|Amgen||Thousand Oaks, CA||Oct 1996 - May 2012||15|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV