Kenneth Bock, financial advisor Thousand Oaks CA

Kenneth Bock

CRD Number: 3068881
Current Firm: Mutual Advisors, LLC

Kenneth Bock (CRD# 3068881) is an Investment Advisor Representative working at Mutual Advisors, LLC in Thousand Oaks, CA and has over 26 years of experience in the finance industry. Kenneth Bock has taken additional exams to become a Certified Financial Planner (CFP®).

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Professional Designations
Company Name Location Dates Years
Mutual Advisors, LLC Omaha, NE Jun 2022 - Current 2
Mutual Securities, Inc. Agoura Hills, CA Jun 2009 - Current 15
Professional Planning Thousand Oaks, CA Sep 2004 - Jun 2022 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Jul 2002
Contact Info for Kenneth A. Bock
Phone Number: 307-439-6357
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    6,947
    MILLIONS
  • Total Number of Accounts
    20,381
    ACCOUNTS
  • Average Account Value
    $340,863
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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