William Buss, financial advisor Thousand Oaks CA

William Buss

CRD Number: 1469402
Current Firm: He'e Nalu Investing, Inc.

William Buss (CRD# 1469402) is an Investment Advisor Representative working at He'e Nalu Investing, Inc. in Thousand Oaks, CA and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
He'e Nalu Investing, Inc. Thousand Oaks, CA Jan 2006 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1994
S65 NASAA Investment Advisors Law Examination Sep 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William D. Buss
Phone Number: 2132200141
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    20
    MILLIONS
  • Total Number of Accounts
    136
    ACCOUNTS
  • Average Account Value
    $143,975
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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