Andrew RogersCRD Number: 1338932
Current Firm: Royal Alliance Associates, Inc.
Andrew Rogers (CRD# 1338932) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Toledo, OH and has over 12 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Royal Alliance||Toledo, OH||Nov 2012 - Current||5|
|Next Financial Group Inc.||Toledo, OH||Aug 2009 - Nov 2012||3|
|Mutual Service Corporation||Toledo, OH||Nov 2005 - Aug 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2005|
|S65||NASAA Investment Advisors Law Examination||Oct 2010|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops