David RobertsCRD Number: 1007565
Current Firm: Royal Alliance Associates, Inc.
David Roberts (CRD# 1007565) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Toledo, OH and has over 25 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Royalalliance||Toledo, OH||Nov 2012 - Current||4|
|Next Financial Group Inc.||Toledo, OH||Aug 2009 - Nov 2012||3|
|Mutual Service Corportion||Toledo, OH||Mar 2007 - Aug 2009||2|
|American General Securities Incorporated||Toledo, OH||Oct 2002 - Mar 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1992|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV