Gary RathbunCRD Number: 1084721
Current Firm: Private Wealth Consultants Ltd
Gary Rathbun (CRD# 1084721) is an Investment Advisor Representative working at Private Wealth Consultants Ltd in Toledo, OH and has over 29 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Triad Advisors, Inc.||Norcross, GA||Oct 2009 - Current||7|
|Private Wealth Consultants, Ltd||Toledo, OH||Feb 1996 - Current||21|
|Mutual Service Corporation||Toledo, OH||May 1999 - Dec 2007||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1987|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Regulatory Event
Total Assets Under Management191MILLIONS
Total Number of Accounts1,699ACCOUNTS
Average Account Value$112,409
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
CT, FL, GA, IN, MI, OH, PA, TX