Leena BhojrajCRD Number: 5296610
Current Firm: Cadaret Grant & Co Inc.
Leena Bhojraj (CRD# 5296610) is an Investment Advisor Representative working at Cadaret Grant & Co Inc. in Toledo, OH and has over 10 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Cadaret, Grant & Company, Inc.||Toledo, OH||Jan 2015 - Current||2|
|Capital Management Strategies LLC||Toledo, OH||Jan 2015 - Current||2|
|Pnc Bank N.a.||Toledo, OH||Nov 2010 - Nov 2014||4|
|Pnc Investments||Toledo, OH||Nov 2010 - Nov 2014||4|
|Pnc Investments||Toledo, OH||Nov 2009 - Nov 2010||1|
|Pnc Bank N.a.||Toledo, OH||Nov 2009 - Nov 2010||1|
|National City Bank||Toledo, OH||Apr 2002 - Nov 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S65||NASAA Investment Advisors Law Examination||Aug 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management3,475MILLIONS
Total Number of Accounts18,688ACCOUNTS
Average Account Value$185,929
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV