Richard Cioffi (CRD# 2638642) is an Investment Advisor Representative working at Capitol Securities Management, Inc. in Toms River, NJ and has over 28 years of experience in the finance industry.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 6728845
Ades Wealth Management Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| St. Josephs Grade School | Toms River, NJ | Jun 2023 - Current | < 1 |
| Capitol Securities Management, Inc. | Red Bank, NJ | Mar 2017 - Current | 7 |
| Rbc Capital Markets, LLC | Wall Township, NJ | Apr 2013 - Mar 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1996 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management1,403MILLIONS
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Total Number of Accounts3,470ACCOUNTS
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Average Account Value$404,189
- A percentage of assets under your management
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- Educational seminars/workshops
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