Robert Richards (CRD# 736106) is an Investment Advisor Representative working at Commonwealth Financial Network in Toms River, NJ and has over 41 years of experience in the finance industry. Robert Richards has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 4125056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | Waltham, MA | Jan 2020 - Current | 4 |
| Epa Financial Services | Toms River, NJ | Jan 2020 - Current | 4 |
| Ameriprise Financial Advisors Inc. | Toms River, NJ | Nov 2017 - Jan 2020 | 2 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jan 2015 - Nov 2017 | 2 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jan 2015 - Nov 2017 | 2 |
| Self Employ | Toms River, NJ | Nov 1977 - Nov 2017 | 40 |
| National Planning Corporation | Toms River, NJ | Oct 2007 - Dec 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1982 |
- NJ
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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