Allen Joy, financial advisor Topeka KS
93 score

Allen Joy

CRD Number: 1007279
Current Firm: Midwest Financial Group LLC

Allen Joy (CRD# 1007279) is an Investment Advisor Representative working at Midwest Financial Group LLC in Topeka, KS and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Midwest Financial Group, LLC Topeka, KS Jan 2016 - Current 2
Joy & Company Topeka, KS Dec 1990 - Current 27
National Planning Corporation Topeka, KS Jan 2011 - Feb 2016 5
Pfs Investments Inc. Topeka, KS Feb 1997 - Jan 2011 13
Primerica Financial Services Topeka, KS Dec 1996 - Jan 2011 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
S65 NASAA Investment Advisors Law Examination May 2011
Contact Info for Allen H. Joy
Phone Number: 913-696-0041
Registered State(s):
  • KS
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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